Campaign finance and judicial disqualification

The United States Supreme Court’s recent opinion in Caperton v. A.T. Massey Coal Co., raises some unique questions for our own system of electing judges in Texas.  Justice Kennedy, writing for the majority, holds that the campaign contributions of the chairman of the board and president of Massey Coal toward the campaign of a West Virginia Supreme Court candidate raised “the probability of actual bias ris[ing] to an unconstitutional level.” The majority gives little bright-line guidance for future cases, but in apparent recognition of the precedential implications of its holding, the majority is careful to emphasize the extreme nature of the facts of the case, including that the Massey chairman donated the maximum personal contribution to the candidate and $2.5 million to a political PAC, and those donations accounted for more than two-thirds of the total funds raised. The contributions were more than the total amount spent by all other supporters for the candidate.
The dissent, written by Chief Justice Roberts, expresses concern at extending due process to application of judicial disqualification. Instead, the dissent suggests that disqualification is a matter more properly left to the states to regulate by statute or rule. By extending due process to matters of disqualification, the dissent warns that the majority may actually undermine concerns for the need to maintain a fair, independent and impartial judiciary.  The Court's opinions may be found at this link.

And now for my own personal editorial thoughts and comments: Neither view is very reassuring. The majority wants to keep the bar high to avoid future fights over disqualification, but in doing so, we are provided with no standard, which leaves doubt and ensures that there will be other fights to flesh out where the line should be drawn. And if these facts violated federal due process, something less might surely violate our Texas due process clause since our state supreme court has held that our state due process has “independent vitality” from the federal due process clause and the U.S. Supreme Court has observed that the Texas clause is arguably significantly broader than the federal due process clause. Certainly, the majority casts a huge shadow of doubt on PACs and PAC contributions in judicial campaigns.
   The dissenters’ view is no more reassuring. While the dissent pretends to call into question the underlying facts supporting disqualification based upon bias, even the dissent describes the facts as “bad” and seems to concede that Judge Benjamin should have disqualified himself. So, for the dissent to punt the issue back to the states to avoid what they describe as an expansion of due process, is unsettling to say the least. They’re talking about one of the three branches of government (of which they are members) and they’re not willing to say due process guaranties an impartial decision-maker? In my mind, it is incongruous to cut off application of due process to the judiciary while simultaneously accusing the majority of undermining public confidence in the judiciary.
If nothing else, we should take note of the dissent’s call to state law-making bodies and rule-making bodies to address this problem.  It is my personal hope that the governor will calls add judicial campaign finance reform, judicial disqualification, or election of judges to the list of items the legislature should tackle in its special session.  Failing that, our own Texas Supreme Court should exercise its rule-making authority to more precisely address this problem.  These state actions will help maintain public confidence in our judiciary.
 

Subject-matter Jurisdiction and Consent

After reading Combs v. Kaufman County, I can't help but wonder if there is something missing from the Court's opinion or if the opinion contains an error.  Nontheless, I was surprised to learn about a rarely-invoked provision of the Texas Constitution that allows parties to a suit to pick their own judge.

Article V, Section 16 of the Texas Constitution  provides that when the judge of a county court is disqualified, "the parties interested may, by consent, appoint a proper person to try said case."  In Combs, the presiding judge of the Kaufman County Constitutional Court apparently disqualified herself from hearing a guardianship for Wallace Darst.  [Note, the opinion uses the term "recused," which has a different legal meaning, but from the facts, it appears the Court meant to use the term "disqualified"].   The parties subsequently asked Judge Glen Ashworth, who was then district judge for the 86th Judicial District Court, to preside over the guardianship.  Here, the opinion is somewhat confusing or inconsistent as to whether Judge Ashworth merely presided as judge for the constitutional county court or whether the case was treated as having been transferred to the 86th District Court, with Judge Ashworth presiding as judge of that court.  Judge Ashworth subsequently awarded the guardian (Combs) a fee of $143,168.95 and that order was not appealed.

Combs later brought suit to recover the amount awarded by Judge Ashworth, and the County moved for dismissal for lack of subject-matter jurisdiction, asserting that Judge Ashworth never acquired jurisdiction and therefore his orders were void.  The County asserted that the Probate Code mandated transfer of the case to a visiting probate judge.  Without addressing the County's argument as to whether a transfer was required, the Dallas Court of Appeals held that that the district court had subject matter jurisdiction over the guardianship as a result of operation of Article V, Section 16 of the Texas Constitution.  The opinion is available at this link.

In my review of this opinion, I ran across another case in which the disqualified judge signed an order transferring the case to another judge, and in that case the court of appeals concluded that the transfer order was invalid because the disqualified judge had no power to act. See In re Orsagh, 151 S.W.3d 263 (Tex. App.--Eastland 2004, orig. proceeding).

Disqualification Requires Notice and Evidentiary Hearing

The Corpus Christi Court of Appeals recently held that a respondent is entitled to notice and an evidentiary hearing before having its counsel disqualified.  First, the court determined it had jurisdiction to issue a writ of mandamus against a presiding judge of a administrative judicial district because the judge was acting in the capacity of a district judge when he heard the oral motion to disqualify.  Second, the court determined that a party is entitled to notice and hearing prior to disqualification.  The court stated:

While we agee that the alleged disqualifiying conflict is significant, if the disqualifyig status is proved, we disagee that one party's bare allegation of the conflict is sufficient to establish disqualification as a matter of law when the opposing party is seeking to enforce its right to an evidentiary hearing on the constitutionally protected right to counsel of the party's choosing.

The court of appeals' opinion in In Re Lopez can be found at this link.